| PROFESSIONAL
and EDUCATIONAL: |
| 2000 |
Conduct
and Practices Course |
| 2000
|
Financial
Planners Standards Council (Member) |
| 2000
|
Certified
Financial Planner Course |
| 1998
|
Professional
Financial Planning Course |
| 1996
|
Canadian
Securities Course |
| 1995
|
The
University of British Columbia, B.A. (Eng. Lit.) |
| 1993
|
Mutual
Fund License |
| |
| OCCUPATIONAL: |
| 2002
- present |
Vice-President,
Clayton Shultz & Associates, Inc., a company specializing
in business valuation, financial planning, mediation
and arbitration, and litigation support for securities,
quantification of losses, and other related matters. |
| 1992
- 2002 |
Canadian
Imperial Bank of Commerce, Vancouver, BC |
|
|
1998
- 2002
Senior Financial Advisor, Imperial Investor Services
Duties: Managing an investment portfolio of $80 million
for high net-worth clients, and serving as Acting General
Manager, Wealth Management, Vancouver West Side, in
absence of supervisor
1996 - 1998
Small Business Associate
1993 - 1996
Personal Banking Representative
1992 - 1993
Customer Service Representative |
